[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-012":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-012","115-1",12,"哪些公司應於章程訂明以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",[13,14,15,16],"公開發行公司","興櫃公司","上市及上櫃公司","非公開發行公司",2,"公開發行公司財務業務規範",1,"依規定,上市及上櫃公司應於章程訂明以當年度盈餘提撥一定比率,為基層員工調整薪資或分派酬勞,故 (C) 正確。(A) 公開發行、(B) 興櫃層級較低不受此強制;(D) 非公開發行更無此義務。此為強化基層待遇的公司治理要求。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-010","已公開財務預測之公司，應隨時評估敏感度大之基本假設變動對財務預測結果之影響，並按___就營運結果分析其達成情形並評估有無更新財務預測之必要？",10,{"id":28,"question":29,"qno":30},"sec_law-114-3-022","公司在預定買回期間，執行買回本公司股份所預定之最高及最低之買回價格，稱為：",22,{"id":32,"question":33,"qno":34},"sec_law-114-3-039","下列何者為年報編製內容應記載之事項？",39,{"id":36,"question":37,"qno":38},"sec_law-114-3-040","審計委員會應至少多久召開一次，並於審計委員會組織規程中明定之？",40,{"id":40,"question":41,"qno":42},"sec_law-115-1-009","公開發行公司除情形特殊，經主管機關另予規定者外，於每月幾日以前，公告並申報上月份營運情形？",9,{"id":44,"question":45,"qno":46},"sec_law-115-1-013","公開發行公司公告申報之財務報告，其主要內容有虛偽或隱匿之情事，哪些人對於發行人所發行有價證券之善意取得人、出賣人或持有人因而所受之損害，應負賠償責任？",13,1783498252954]