[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-013":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-013","115-1",13,"公開發行公司公告申報之財務報告，其主要內容有虛偽或隱匿之情事，哪些人對於發行人所發行有價證券之善意取得人、出賣人或持有人因而所受之損害，應負賠償責任？",[13,14,15,16],"發行人","發行人之負責人","發行人之職員曾在財務報告或財務業務文件上簽名或蓋章者","以上皆是",3,"公開發行公司財務業務規範",1,"證交法第20條之1規定,財報有虛偽或隱匿,發行人、發行人之負責人,以及曾在財報或財務業務文件簽名蓋章之職員,對善意取得人、出賣人或持有人所受損害均應負賠償責任,故 (D) 以上皆是正確。單選 (A)(B)(C) 均不完整,責任主體涵蓋三者。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-010","已公開財務預測之公司，應隨時評估敏感度大之基本假設變動對財務預測結果之影響，並按___就營運結果分析其達成情形並評估有無更新財務預測之必要？",10,{"id":28,"question":29,"qno":30},"sec_law-114-3-022","公司在預定買回期間，執行買回本公司股份所預定之最高及最低之買回價格，稱為：",22,{"id":32,"question":33,"qno":34},"sec_law-114-3-039","下列何者為年報編製內容應記載之事項？",39,{"id":36,"question":37,"qno":38},"sec_law-114-3-040","審計委員會應至少多久召開一次，並於審計委員會組織規程中明定之？",40,{"id":40,"question":41,"qno":42},"sec_law-115-1-009","公開發行公司除情形特殊，經主管機關另予規定者外，於每月幾日以前，公告並申報上月份營運情形？",9,{"id":44,"question":45,"qno":46},"sec_law-115-1-012","哪些公司應於章程訂明以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",12,1783498252967]