[{"data":1,"prerenderedAt":39},["ShallowReactive",2],{"q-sec_law-115-1-038":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-038","115-1",38,"某創業投資公司申請股票上市，以下何者非必要滿足條件？",[13,14,15,16],"符合有價證券上市審查準則第四條上市標準","申請上市時最近期財務報告之投資總額達申請公司資產總額 60%以上","申請上市時持有任一公開發行公司之股份未逾該公開發行公司已發行有表決權股份總數之 20%","申請上市時投資任一被投資公司之投資總額未逾申請公司最近期財務報告資產總額之 20%",2,"發行市場",1,"創投公司申請上市,持有任一公開發行公司股份應「未逾」該公司已發行有表決權股份「20%」始符合要件;選項 (C) 稱「未逾20%」看似正確,惟本題問「非必要」滿足條件,故答 (C)。(A) 符合上市標準、(B) 投資總額達資產60%、(D) 對單一被投資公司投資未逾資產20%,均為必要條件。","hard",[23,27,31,35],{"id":24,"question":25,"qno":26},"sec_law-114-3-026","下列何種方式非有價證券之承銷價格決定方式？",26,{"id":28,"question":29,"qno":30},"sec_law-114-3-041","外國發行人參與存託機構發行臺灣存託憑證時，應委託下列何機構辦理公開承銷及相關事宜，並應向認購人交付公開說明書？",41,{"id":32,"question":33,"qno":34},"sec_law-115-1-034","初次申請股票上市之發行公司，其有價證券上市契約生效後，於證交所函知之日起多久以內未依規定上市，其上市案會被撤銷？",34,{"id":36,"question":37,"qno":38},"sec_law-115-1-039","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",39,1783498253123]