[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-041","115-1",41,"甲公司之股票雖在證券櫃買中心掛牌，但是嗣後公告並申報之最近期財務報告顯示淨值為負數，證券櫃買中心應如何處理？",[13,14,15,16],"報請主管機關撤銷甲公司之有價證券櫃檯買賣契約","報請主管機關核准終止甲公司有價證券櫃檯買賣","得終止甲公司有價證券櫃檯買賣，並報請主管機關備查","逕行終止甲公司有價證券櫃檯買賣",2,"交易市場",1,"櫃買公司嗣後申報之最近期財報顯示淨值為負數,櫃買中心「得終止其有價證券櫃檯買賣,並報請主管機關備查」,故 (C) 正確。此為櫃買中心得逕行處置並事後備查。(A) 撤銷契約、(B) 報請核准終止、(D) 逕行終止均非淨值為負之法定處理方式。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1783498253140]