[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-115-2-007":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_law-115-2-007","115-2",7,"依規定予證券投資人或證券商融通資金或證券之事業者，為：",[13,14,15,16],"證券投資信託事業","證券金融事業","證券集中保管事業","證券投資顧問事業",1,"有價證券買賣、集中保管與融資融券","依規定對證券投資人或證券商融通資金或證券的事業，就是證券金融事業，也就是實務上專責辦理融資融券與轉融通的機構，故 (B) 正確。投資人向券商融資買進或融券賣出時，背後的資金與證券來源即為這類事業，或由自辦信用交易的券商向其轉融通。(A) 證券投資信託事業的業務是募集基金、發行受益憑證並代客集合投資；(C) 證券集中保管事業辦理有價證券的保管與帳簿劃撥交割，不承作授信業務；(D) 證券投資顧問事業提供分析意見與推介建議並收取報酬，同樣不得對客戶融通資金或證券，三者的業務性質都與信用授與無關。","easy",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_law-114-3-020","某證券商淨值為一億元，自辦融資融券對某一證券融資總金額不得超過多少？",20,{"id":27,"question":28,"qno":29},"sec_law-114-3-021","證券金融事業發行商業本票之總額，不得超過該事業淨值之幾倍？",21,{"id":31,"question":32,"qno":33},"sec_law-114-3-023","依「證券交易法」規定，下列何者得以帳簿劃撥方式為之？",23,{"id":35,"question":36,"qno":37},"sec_law-114-3-035","有關證券金融事業辦理轉融通業務之規定，下列何者正確？",35,{"id":39,"question":40,"qno":41},"sec_law-114-3-036","有關借券，下列何者錯誤？",36,{"id":43,"question":44,"qno":45},"sec_law-114-3-050","證券商為自行辦理有價證券買賣融資融券業務，下列何者正確？",50,1785904140210]