[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-115-2-010":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-010","115-2",10,"上市公司有何項情事，得經董事會三分之二以上董事之出席及出席董事超過二分之一同意，於有價證券集中交易市場買回其股份？",[13,14,15,16],"轉讓股份予員工","配合可轉換公司債股權憑證之發行，作為股權轉換之用","為維護公司信用及股東權益所必要而買回，並辦理銷除股份","選項(A)(B)(C)皆是",3,"證券交易法(含施行細則)",1,"證券交易法第二十八條之二第一項列舉公司得經董事會三分之二以上董事出席、出席董事超過二分之一同意，於有價證券集中交易市場買回自家股份的三種情形：轉讓股份予員工、配合附認股權公司債或可轉換公司債等具股權性質有價證券之發行作為股權轉換之用、為維護公司信用及股東權益所必要而買回並辦理銷除股份。(A)(B)(C) 恰好對應這三款，故 (D) 為正解。要留意買回目的必須落在法定款項之內，公司不能以護盤或拉抬股價這類法未明定的理由動用資金買回股份，決議門檻也高於一般董事會決議。","easy",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sec_law-114-3-003","下列何者不是「證券交易法」上所稱之「發行人」？",{"id":27,"question":28,"qno":29},"sec_law-114-3-011","內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",11,{"id":31,"question":32,"qno":33},"sec_law-114-3-012","Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",12,{"id":35,"question":36,"qno":37},"sec_law-114-3-013","依照證交法之規定，下列何者非為內線交易規範主體？",13,{"id":39,"question":40,"qno":41},"sec_law-114-3-024","仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",24,{"id":43,"question":44,"qno":45},"sec_law-114-3-030","公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",30,1785904140251]