[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-2-014":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-014","115-2",14,"私人間直接讓受上市有價證券，其數量不得超過一個成交單位，且前後兩次之讓受行為相隔不少於多少期間？",[13,14,15,16],"3 個月","6 個月","9 個月","12 個月",0,"交易市場",1,"上市有價證券的買賣原則上必須在集中交易市場為之，證券交易法第一百五十條設有數項例外，其中私人間之直接讓受須同時符合兩個限制：數量不超過該證券一個成交單位，且前後兩次讓受行為相隔不少於三個月，故 (A) 正確。兩道限制的用意在於只開放偶發、零星的私下轉讓，避免有人化整為零、以私相授受的方式規避集中市場的公開競價與交易資訊揭露。(B) 六個月、(C) 九個月與 (D) 十二個月都不是本條所定的間隔期間；六個月常見於短線交易歸入權的計算，與本題的讓受間隔屬於不同制度，不要混記。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1785904140283]