[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-115-2-016":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-016","115-2",16,"任何人單獨或與他人共同取得任一公開發行公司已發行股份總額超過多少之股份者，應向主管機關申報及公告？",[13,14,15,16],"15%","10%","20%","5%",3,"證券交易法(含施行細則)",1,"證券交易法第四十三條之一第一項的大量持股申報制度，要求任何人單獨或與他人共同取得任一公開發行公司已發行股份總額超過百分之五之股份者，應向主管機關申報並公告，其後持股有變動時亦同，故 (D) 正確。門檻設得低，是為了讓市場及早察覺股權集中或潛在經營權變動的跡象，讓一般投資人有對等的判斷基礎，不至於在敵意收購或經營權之爭浮上檯面時才被動接受結果。(A) 百分之十五、(B) 百分之十與 (C) 百分之二十都高於現行門檻，若等到這些比例才申報，等於在跨過門檻後仍長期隱匿持股狀況。","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sec_law-114-3-003","下列何者不是「證券交易法」上所稱之「發行人」？",{"id":27,"question":28,"qno":29},"sec_law-114-3-011","內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",11,{"id":31,"question":32,"qno":33},"sec_law-114-3-012","Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",12,{"id":35,"question":36,"qno":37},"sec_law-114-3-013","依照證交法之規定，下列何者非為內線交易規範主體？",13,{"id":39,"question":40,"qno":41},"sec_law-114-3-024","仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",24,{"id":43,"question":44,"qno":45},"sec_law-114-3-030","公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",30,1785904140290]