[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-2-018":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-018","115-2",18,"禁止利用內線消息買賣之立法意旨為：",[13,14,15,16],"基於公平原則，求投資人之立足點平等","禁止任何人因資訊而買賣","鼓勵投資人進行市場研究","減少市場投機性",0,"證券交易法(含施行細則)",1,"禁止內線交易的根本理由是資訊平等：公司內部人掌握尚未公開的重大消息，若容許他們搶先買賣，等於用一般投資人不可能取得的優勢賺取價差，市場的公平競價基礎將被掏空，因此立法意旨在於基於公平原則求投資人立足點平等，故 (A) 正確。(B) 法律禁止的是利用未公開重大消息買賣，而不是禁止任何人依資訊做決策，蒐集公開資訊並據以判斷正是投資的本質；(C) 鼓勵投資人進行市場研究是資訊公開制度的附帶效果，不是本制度的立法目的；(D) 減少市場投機性同樣不是禁止內線交易的立法理由。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-003","下列何者不是「證券交易法」上所稱之「發行人」？",3,{"id":28,"question":29,"qno":30},"sec_law-114-3-011","內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",11,{"id":32,"question":33,"qno":34},"sec_law-114-3-012","Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",12,{"id":36,"question":37,"qno":38},"sec_law-114-3-013","依照證交法之規定，下列何者非為內線交易規範主體？",13,{"id":40,"question":41,"qno":42},"sec_law-114-3-024","仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",24,{"id":44,"question":45,"qno":46},"sec_law-114-3-030","公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",30,1785904140317]