[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-115-2-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-026","115-2",26,"有關公開發行股票公司之董事、監察人、經理人等，其本人所持有之股票經設定質權者之敘述，以下何者正確？",[13,14,15,16],"出質人應立刻通知公司","公司應於其質權設定後五日內，向主管機關申報","公司應於其質權設定後五日內公告","選項(A)(B)(C)皆是",3,"證券交易法(含施行細則)",1,"證券交易法第二十五條就內部人持股設質定有雙軌的揭露義務：出質人也就是董事、監察人、經理人或大股東本人應即通知公司，公司則應於質權設定後五日內，將出質情形向主管機關申報並公告，(A)(B)(C) 三項都是法定程序，故 (D) 正確。要求揭露的理由在於設質往往是內部人資金吃緊的徵兆，一旦股價下跌遭到斷頭賣出，對股權結構與股價都有實質衝擊，投資人有權即時知悉。三個動作缺一不可，只通知公司而未依期申報公告，公司仍構成違反資訊公開義務。","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sec_law-114-3-003","下列何者不是「證券交易法」上所稱之「發行人」？",{"id":27,"question":28,"qno":29},"sec_law-114-3-011","內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",11,{"id":31,"question":32,"qno":33},"sec_law-114-3-012","Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",12,{"id":35,"question":36,"qno":37},"sec_law-114-3-013","依照證交法之規定，下列何者非為內線交易規範主體？",13,{"id":39,"question":40,"qno":41},"sec_law-114-3-024","仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",24,{"id":43,"question":44,"qno":45},"sec_law-114-3-030","公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",30,1785904140404]