[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-2-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-030","115-2",30,"證券商以現金繳存給付結算基金者，其所生孳息，證券櫃買中心係依下列何種方式處理？",[13,14,15,16],"每季結算乙次，全數發還","每季結算乙次，於扣除其稅捐及所需費用後發還","每半年結算乙次，全數發還","每半年結算乙次，於扣除其稅捐及所需費用後發還",3,"交易市場",1,"證券商以現金繳存給付結算基金者，其所生孳息由證券櫃檯買賣中心每半年結算一次，並於扣除應負擔的稅捐及所需費用後發還，故 (D) 正確。孳息本質上仍屬繳存證券商的權益，所以要發還；但代為管理過程中產生的稅捐與作業費用先行扣除，才符合受益者付費的原則。(A)(B) 的每季結算並非規定的結算頻率；(A)(C) 的全數發還則忽略稅費須先扣除這一層，實際入帳金額不會等於孳息全額。給付結算基金本身是為履行交割義務所設的共同財源，證券商不得任意動用或提領。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1785904140432]