[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-2-031":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-031","115-2",31,"櫃檯買賣有價證券之發行人，應於發生對股東權益或證券價格有重大影響事項之日起幾日內，向主管機關申報？",[13,14,15,16],"當日","一日內","二日內","三日內",2,"公開發行公司財務業務規範",1,"櫃檯買賣有價證券之發行人，於發生對股東權益或證券價格有重大影響之事項時，應自事實發生之日起二日內公告並向主管機關申報，故 (C) 正確。重大訊息的價值在於即時，期限訂得越短，內部人與一般投資人之間的資訊落差就越小，也壓縮了利用消息搶先進出的空間。(A) 當日與 (B) 一日內都比法定期限更嚴格，實務上難以完成事實查證與內部核決程序，並非現行規定；(D) 三日內則已逾越法定期限，遲延公告仍屬違反資訊公開義務，主管機關得依法處罰。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-010","已公開財務預測之公司，應隨時評估敏感度大之基本假設變動對財務預測結果之影響，並按___就營運結果分析其達成情形並評估有無更新財務預測之必要？",10,{"id":28,"question":29,"qno":30},"sec_law-114-3-022","公司在預定買回期間，執行買回本公司股份所預定之最高及最低之買回價格，稱為：",22,{"id":32,"question":33,"qno":34},"sec_law-114-3-039","下列何者為年報編製內容應記載之事項？",39,{"id":36,"question":37,"qno":38},"sec_law-114-3-040","審計委員會應至少多久召開一次，並於審計委員會組織規程中明定之？",40,{"id":40,"question":41,"qno":42},"sec_law-115-1-009","公開發行公司除情形特殊，經主管機關另予規定者外，於每月幾日以前，公告並申報上月份營運情形？",9,{"id":44,"question":45,"qno":46},"sec_law-115-1-012","哪些公司應於章程訂明以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",12,1785904140438]