[{"data":1,"prerenderedAt":35},["ShallowReactive",2],{"q-sec_law-115-2-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-035","115-2",35,"證券經紀商手續費率收取標準於實施前，需以何方式向證交所申報？",[13,14,15,16],"透過「證券商申報單一窗口」申報","書面申報","電話告知","選項(A)(B)(C)皆可",0,"稅賦與必要費用",1,"證券經紀商受託買賣手續費率已改採自由化，由券商在上限內自行訂定收取標準；但為使市場與投資人能事先知悉、也便於監理留痕，券商的手續費率收取標準必須於實施前向臺灣證券交易所申報。申報管道已全面電子化，統一透過「證券商申報單一窗口」辦理，資料可即時彙整、留存軌跡並對外揭露，故 (A) 正確。(B) 書面申報屬早期作業方式，現已由單一窗口取代；(C) 電話告知沒有可查核的書面軌跡，不能作為正式申報；(D) 誤以為三種方式並行，但規定的是單一指定管道，並非任由券商選擇。","medium",[23,27,31],{"id":24,"question":25,"qno":26},"sec_law-114-3-037","股票交易之手續費是：",37,{"id":28,"question":29,"qno":30},"sec_law-114-3-048","證券商受託於證券集中交易市場買賣有價證券，其向委託人收取手續費之費率由下列何者向主管機關申報核定之？",48,{"id":32,"question":33,"qno":34},"sec_law-115-1-050","目前證券商營業處所受託買賣有價證券的交易手續費上限為多少？",50,1785904140471]