[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-2-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-041","115-2",41,"因融券而標借、標購所產生之費用，由何人負擔？",[13,14,15,16],"融資人","可以議定","證券商","融券人",3,"有價證券買賣、集中保管與融資融券",1,"融券賣出等於先向市場借股票賣掉，交割日必須有實體股票可交付。當可供出借的券源不足，證交所會辦理標借；標借仍不足時再以標購方式在市場買進補足。這整套程序是為了填補融券方無券可還所造成的交割缺口，依「誰造成、誰負擔」的原則，標借費與標購價差等費用一律由融券人負擔，故 (D) 正確。(A) 融資人只是借錢買股，與券源短缺無關；(C) 證券商僅居於代辦與代收付的角色，不必自行吸收；(B) 此為法定的費用分擔方式，並非當事人可自由議定的事項。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-020","某證券商淨值為一億元，自辦融資融券對某一證券融資總金額不得超過多少？",20,{"id":28,"question":29,"qno":30},"sec_law-114-3-021","證券金融事業發行商業本票之總額，不得超過該事業淨值之幾倍？",21,{"id":32,"question":33,"qno":34},"sec_law-114-3-023","依「證券交易法」規定，下列何者得以帳簿劃撥方式為之？",23,{"id":36,"question":37,"qno":38},"sec_law-114-3-035","有關證券金融事業辦理轉融通業務之規定，下列何者正確？",35,{"id":40,"question":41,"qno":42},"sec_law-114-3-036","有關借券，下列何者錯誤？",36,{"id":44,"question":45,"qno":46},"sec_law-114-3-050","證券商為自行辦理有價證券買賣融資融券業務，下列何者正確？",50,1785904140557]