[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-115-2-042":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_law-115-2-042","115-2",42,"審計委員會之召集，原則上需於多久前通知審計委員會各獨立董事成員？",[13,14,15,16],"3 天前","7 天前","14 天前","30 天前",1,"證券交易法(含施行細則)","審計委員會由全體獨立董事組成，負責審議財務報告、內部控制制度聲明、簽證會計師的委任解任與報酬等重大事項，為使成員有足夠時間閱讀議案資料、必要時對外諮詢，相關職權辦法規定召集時應載明召集事由，於七日前通知委員會各獨立董事成員，僅在有緊急情事時才不受此限，故 (B) 正確。(A) 三天前不足以讓成員消化財報等專業議案；(C) 十四天前與 (D) 三十天前則過度僵化，將使公司難以因應具時效性的議題，均非規定的通知期間。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_law-114-3-003","下列何者不是「證券交易法」上所稱之「發行人」？",3,{"id":27,"question":28,"qno":29},"sec_law-114-3-011","內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",11,{"id":31,"question":32,"qno":33},"sec_law-114-3-012","Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",12,{"id":35,"question":36,"qno":37},"sec_law-114-3-013","依照證交法之規定，下列何者非為內線交易規範主體？",13,{"id":39,"question":40,"qno":41},"sec_law-114-3-024","仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",24,{"id":43,"question":44,"qno":45},"sec_law-114-3-030","公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",30,1785904140561]