[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-115-2-045":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-045","115-2",45,"國外有價證券發行臺灣存託憑證申請上市，外國發行人依據註冊地法律發行之股票，需在經主管機關核定之海外證券市場之一主板掛牌交易滿多久者，始得申請？",[13,14,15,16],"一年","二年","三年","無限制",3,"發行市場",1,"臺灣存託憑證（TDR）的審查重點，在於外國發行人本身的資格、財務業務狀況與資訊揭露能否符合我國規範，以及其股票是否已在經主管機關核定的海外證券市場主板掛牌交易。條文要求的是「已於主板掛牌交易」這個狀態，並未另外附加須掛牌滿一定年限的門檻，故 (D) 無限制正確。(A) 一年、(B) 二年、(C) 三年都是常見的干擾選項，容易與本國公司申請上市須設立屆滿一定年限的規定混淆；兩者規範的對象與立法目的不同，不宜互相套用。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-026","下列何種方式非有價證券之承銷價格決定方式？",26,{"id":28,"question":29,"qno":30},"sec_law-114-3-041","外國發行人參與存託機構發行臺灣存託憑證時，應委託下列何機構辦理公開承銷及相關事宜，並應向認購人交付公開說明書？",41,{"id":32,"question":33,"qno":34},"sec_law-115-1-034","初次申請股票上市之發行公司，其有價證券上市契約生效後，於證交所函知之日起多久以內未依規定上市，其上市案會被撤銷？",34,{"id":36,"question":37,"qno":38},"sec_law-115-1-038","某創業投資公司申請股票上市，以下何者非必要滿足條件？",38,{"id":40,"question":41,"qno":42},"sec_law-115-1-039","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",39,{"id":44,"question":41,"qno":45},"sec_law-115-2-029",29,1785904140586]