[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-2-049":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-2-049","115-2",49,"以下有關股東開戶之說明，下列何者錯誤？",[13,14,15,16],"公司不得對同一股東開列兩個以上戶號","法人股東可使用其代理人職章","未成年股東應加蓋法定代理人印鑑","自然人股東可使用別號登記為戶名",3,"公開發行公司財務業務規範",1,"股務作業要求股東戶名必須與身分證明文件的記載一致，自然人股東應以本名開戶，不得以別號、筆名或商號名稱登記為戶名，否則股利發放、過戶與表決權行使都會產生身分認定的爭議，故 (D) 敘述錯誤，即為本題答案。(A) 同一股東不得開列兩個以上戶號，以免持股分散在多個戶頭而影響股東名簿記載與各項通知的正確性，敘述正確。(B) 法人股東係由其代表人代為行使權利，得使用代表人的職章，敘述正確。(C) 未成年股東行為能力受限，開戶及印鑑應加蓋法定代理人印鑑，敘述亦正確。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-010","已公開財務預測之公司，應隨時評估敏感度大之基本假設變動對財務預測結果之影響，並按___就營運結果分析其達成情形並評估有無更新財務預測之必要？",10,{"id":28,"question":29,"qno":30},"sec_law-114-3-022","公司在預定買回期間，執行買回本公司股份所預定之最高及最低之買回價格，稱為：",22,{"id":32,"question":33,"qno":34},"sec_law-114-3-039","下列何者為年報編製內容應記載之事項？",39,{"id":36,"question":37,"qno":38},"sec_law-114-3-040","審計委員會應至少多久召開一次，並於審計委員會組織規程中明定之？",40,{"id":40,"question":41,"qno":42},"sec_law-115-1-009","公開發行公司除情形特殊，經主管機關另予規定者外，於每月幾日以前，公告並申報上月份營運情形？",9,{"id":44,"question":45,"qno":46},"sec_law-115-1-012","哪些公司應於章程訂明以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",12,1785904140610]