[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_invest-115-2-004":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_invest","證券商高級業務員資格測驗——證券投資與財務分析(試卷「投資學」)","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_invest-115-2-004","115-2",4,"下列有關基金之敘述何者正確？甲.開放型基金期限和規模不固定；乙.封閉型基金則是以淨值贖回，所以不會有折價之現象；丙.投資保本型基金最少可以領回全部本金；丁.指數型基金的績效與大盤股價指數有一致性",[13,14,15,16],"僅甲、丁","僅乙、丁","甲、乙、丁","甲、乙、丙",0,"投資概論與證券市場",1,"甲正確，開放型基金隨時可申購與買回，存續期限和基金規模都會隨投資人進出而變動。丁正確，指數型基金以複製標的指數為目標，績效與大盤指數走勢具有一致性。乙錯誤，封閉型基金成立後是在集中市場以「市價」買賣而非按淨值贖回，市價常因供需與流動性折扣低於淨值，折價正是封閉型基金的常見現象。丙錯誤，保本型基金的保本比率由契約約定，未必是全額，且通常必須持有到期才適用保證，中途贖回並不保本，說「最少可以領回全部本金」過於武斷。因此僅甲、丁正確，答案為 (A)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_invest-114-3-003","何種證券之持有人在公司辦理現金增資時，有優先認購新股之權利？甲.認購權證；乙.普通股；丙.認股權證；丁.可轉換公司債",3,{"id":28,"question":29,"qno":30},"sec_sr_invest-114-3-010","在 S&P500 的採樣股中，市值愈大的股票，其價格波動對 S&P500 指數的影響將如何？",10,{"id":32,"question":33,"qno":34},"sec_sr_invest-114-3-028","何者「不是」資本市場之工具？",28,{"id":36,"question":37,"qno":38},"sec_sr_invest-114-3-029","ETN 和 ETF 的比較，下列何者有誤？",29,{"id":40,"question":41,"qno":42},"sec_sr_invest-114-3-030","下列有關優先權特別股的敘述何者有誤？",30,{"id":44,"question":45,"qno":19},"sec_sr_invest-115-1-001","下列有關特別股的敘述何者正確？",1785904143847]