[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-sec_sr_invest-115-2-042":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_invest","證券商高級業務員資格測驗——證券投資與財務分析(試卷「投資學」)","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_invest-115-2-042","115-2",42,"有關投資 ETF 之敘述何者「不正確」？",[13,14,15,16],"ETF 的投資報酬有兩類，買賣價差及持有 ETF 所派發的股息收入","投資 ETF 可能有市場風險、被動式投資風險及追蹤誤差風險","ETF 屬於被動式管理","投資 ETF 可以規避市場風險",3,"投資概論與證券市場",1,"ETF 追蹤指數、持有一籃子成分股，能分散掉個股的非系統風險，但指數整體的漲跌屬於系統風險，再怎麼分散也躲不掉，所以（D）「投資 ETF 可以規避市場風險」的說法錯誤，為本題答案。（A）正確，ETF 的報酬來自買賣價差（資本利得）與成分股配息後所分配的股息收入兩部分。（B）正確，ETF 仍有大盤下跌的市場風險，被動式投資又使它無法在空頭時主動減碼，且實際持股權重會因交易成本與換股時點而與指數產生追蹤誤差風險。（C）正確，ETF 以複製指數績效為目標，屬被動式管理，管理費通常低於主動型基金。","easy",[23,26,30,34,38,42],{"id":24,"question":25,"qno":17},"sec_sr_invest-114-3-003","何種證券之持有人在公司辦理現金增資時，有優先認購新股之權利？甲.認購權證；乙.普通股；丙.認股權證；丁.可轉換公司債",{"id":27,"question":28,"qno":29},"sec_sr_invest-114-3-010","在 S&P500 的採樣股中，市值愈大的股票，其價格波動對 S&P500 指數的影響將如何？",10,{"id":31,"question":32,"qno":33},"sec_sr_invest-114-3-028","何者「不是」資本市場之工具？",28,{"id":35,"question":36,"qno":37},"sec_sr_invest-114-3-029","ETN 和 ETF 的比較，下列何者有誤？",29,{"id":39,"question":40,"qno":41},"sec_sr_invest-114-3-030","下列有關優先權特別股的敘述何者有誤？",30,{"id":43,"question":44,"qno":19},"sec_sr_invest-115-1-001","下列有關特別股的敘述何者正確？",1785904144192]