[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_invest-115-2-045":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_invest","證券商高級業務員資格測驗——證券投資與財務分析(試卷「投資學」)","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_invest-115-2-045","115-2",45,"下列何者不是開放型基金之特點？",[13,14,15,16],"發行規模固定","透過銀行、投信投顧公司管道進行買賣","基金規模可隨時視市場狀況增加或縮減","可隨時向基金公司以淨值贖回",0,"投資概論與證券市場",1,"開放型基金可隨時申購與贖回，受益權單位數會隨投資人進出而增減，發行規模並不固定，所以（A）發行規模固定其實是封閉型基金的特徵，為本題答案。封閉型基金募集完成後單位數固定，投資人想買賣只能到集中市場找對手成交，成交價還常相對淨值出現折價或溢價。（B）正確，開放型基金透過銀行、投信投顧等代銷或直銷管道買賣。（C）正確，基金規模會隨市場冷熱與投資人申贖而增加或縮減。（D）正確，投資人可隨時向基金公司依約定計算的淨值提出買回，這正是「開放」二字的核心意義。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_invest-114-3-003","何種證券之持有人在公司辦理現金增資時，有優先認購新股之權利？甲.認購權證；乙.普通股；丙.認股權證；丁.可轉換公司債",3,{"id":28,"question":29,"qno":30},"sec_sr_invest-114-3-010","在 S&P500 的採樣股中，市值愈大的股票，其價格波動對 S&P500 指數的影響將如何？",10,{"id":32,"question":33,"qno":34},"sec_sr_invest-114-3-028","何者「不是」資本市場之工具？",28,{"id":36,"question":37,"qno":38},"sec_sr_invest-114-3-029","ETN 和 ETF 的比較，下列何者有誤？",29,{"id":40,"question":41,"qno":42},"sec_sr_invest-114-3-030","下列有關優先權特別股的敘述何者有誤？",30,{"id":44,"question":45,"qno":19},"sec_sr_invest-115-1-001","下列有關特別股的敘述何者正確？",1785904144224]