[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_invest-115-2-048":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_invest","證券商高級業務員資格測驗——證券投資與財務分析(試卷「投資學」)","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_invest-115-2-048","115-2",48,"假如投資可轉換公司債資產交換的買權，買方如果發生資產交換提前被解約的情形，下列那些情形「不是」可能發生的情形？",[13,14,15,16],"可轉債發行公司提前贖回","可轉債價格上漲","可轉債發行公司發生違約情事","可轉債價格下跌",3,"債券投資與評價",1,"可轉換公司債資產交換（CBAS）中，買權買方支付權利金，取得未來以約定價格買回該檔可轉債的權利。會導致資產交換提前解約的，都是標的可轉債本身無法續存或買方主動了結的情況：（A）發行公司行使提前贖回權把可轉債收回，交換自然無法繼續。（B）可轉債價格上漲時，買方多半提前行使買權取回可轉債以實現獲利，交易因而提前結束。（C）發行公司發生違約情事，信用事件觸發，交易也必須終止。（D）可轉債價格下跌時，買權處於價外，買方只會放著讓權利到期不履約、頂多損失權利金，並不會因此被提前解約，故（D）為本題答案。","hard",[23,26,30,34,38,42],{"id":24,"question":25,"qno":19},"sec_sr_invest-114-3-001","有關政府債券的敘述，何者「正確」？",{"id":27,"question":28,"qno":29},"sec_sr_invest-114-3-005","影響債券違約風險的描述，何者為「真」？",5,{"id":31,"question":32,"qno":33},"sec_sr_invest-114-3-006","某上市公司最近將其先前所發行之公司債贖回後再發行新債，請問其主要原因可能為何？",6,{"id":35,"question":36,"qno":37},"sec_sr_invest-114-3-007","甲公司發行一永續債券，票面利率為 6%，每張面額 10 萬元，若目前同類型債券可提供7%，請問其發行價格應為：",7,{"id":39,"question":40,"qno":41},"sec_sr_invest-114-3-008","當發行公司預期市場呈下列何種趨勢時，將發行浮動利率債券來籌措資金？",8,{"id":43,"question":44,"qno":45},"sec_sr_invest-114-3-009","債券組合管理中的免疫策略（Immunization Strategies）可規避何種風險？",9,1785904144270]