[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-114-3-018":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-018","114-3",18,"證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",[13,14,15,16],"5%；10%","5%；20%","10%；15%","10%；20%",3,"證券商管理規則",1,"依證券商管理規則，自營商持有任一本國公司股份不得超過該公司已發行股份(10%)，持有任一本國公司有價證券之成本總額不得超過證券商淨值(20%)，故(D)正確。(A)(B)(C)的比例組合均不符。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,1783661232517]