[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-114-3-029":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-029","114-3",29,"證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",[13,14,15,16],"以證券商名義寄託於交易當地保管機構保管","以複受託金融機構名義寄託於交易當地保管機構保管","委由臺灣集中保管結算所股份有限公司保管","選項(A)(B)(C)皆可",3,"有價證券買賣、集中保管與櫃檯買賣",1,"證券商受託買進外國有價證券之保管，得(A)以證券商名義、(B)以複受託金融機構名義寄託於交易當地保管機構，或(C)委由臺灣集保結算所保管，三種方式皆可，故(D)正確。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":32,"question":33,"qno":34},"sec_sr_law-115-1-043","公開發行公司與推薦證券商若有下列何種情事，證券櫃檯買賣中心可拒絕接受該推薦證券商所出具之評估報告，且不同意其有價證券上櫃？",43,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-044","櫃檯買賣證券經紀商接受客戶以電話委託者，應同步錄音，對無爭議之電話錄音應至少保存多久期限？",44,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-045","下列有關櫃檯買賣交易原則之敘述，何者有誤？",45,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-046","已於國內上櫃之金融控股公司，其持股逾多少比率之子公司，國內申請股票上櫃前，需先降低持股？",46,1783661232666]