[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-114-3-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-030","114-3",30,"發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",[13,14,15,16],"申報時擔保品價值不得低於原定發行之公司債應負擔本息之 150%","擔保品應以持有滿 3 個月之上市、上櫃或興櫃股票為限","於公司債存續期間應每月底進行評價","擔保品發生跌價損失時，發行人應於收到通知日起 5 個營業日內補足差額",0,"有價證券之募集與發行",1,"發行以股票為擔保品之有擔保公司債，(A)申報時擔保品價值不得低於原定發行公司債應負擔本息之150%。(B)無「持有滿三個月」之限制、(C)評價頻率非每月底、(D)補足差額之期限敘述均與規定不符，故錯。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-018","公開發行股票之公司，得以股東會特別決議，排除原股東及員工優先認購權利，對下列何者進行有價證券之私募？",18,1783661232672]