[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-114-3-034":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-114-3-034","114-3",34,"證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",[13,14,15,16],"一般自然人","專業投資人","機構投資人","尚未開放買賣外國虛擬資產 ETF",1,"交易市場","外國虛擬資產 ETF 波動與風險偏高，主管機關開放證券商受託買賣時，投資人以「專業投資人」為限，故 (B) 對。(A) 一般自然人風險承受度不足不得參與；(C) 機構投資人範圍過窄，法規用語是專業投資人；(D) 錯在已開放，只是限專業投資人。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":39,"question":40,"qno":41},"sec_sr_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":43,"question":44,"qno":45},"sec_sr_law-114-3-042","現行股票集中市場交易制度中實施所謂之「瞬間價格穩定措施」，在下列何者情況不適用？",42,1783661232719]