[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-114-3-036":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-036","114-3",36,"下列何者敘述不符合興櫃股票交易制度？",[13,14,15,16],"興櫃股票交易雙方至少必有一方為該股票之推薦證券商","投資人之間無法相互成交興櫃股票","興櫃股票交易價格沒有漲跌幅的限制","興櫃股票與上櫃股票採相同的交易機制成交",3,"交易市場",1,"興櫃採議價點選成交、與上櫃的集中競價等價成交機制不同，所以「與上櫃採相同交易機制」的敘述不符，(D) 為錯誤選項。(A) 交易一方須為推薦證券商、(B) 投資人間不能直接互相成交、(C) 興櫃無漲跌幅限制，皆為正確描述。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-042","現行股票集中市場交易制度中實施所謂之「瞬間價格穩定措施」，在下列何者情況不適用？",42,1783661232748]