[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-114-3-040":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-040","114-3",40,"下列有關指數投資證券(ETN)名稱規範，何者正確？",[13,14,15,16],"應明確顯示所追蹤之指數或指數表現","不得使人誤信能保證本金或保證獲利","應明確顯示所追蹤標的指數之單日正向倍數或反向倍數表現","以上皆是",3,"交易市場",1,"ETN 名稱規範要求須明確顯示所追蹤指數或表現、不得使人誤信保證本金或獲利、槓桿反向型須揭示單日正向或反向倍數，(A)(B)(C) 三者皆為正確要求，故正解為 (D) 以上皆是；只選單一項均不完整。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-042","現行股票集中市場交易制度中實施所謂之「瞬間價格穩定措施」，在下列何者情況不適用？",42,1783661232790]