[{"data":1,"prerenderedAt":43},["ShallowReactive",2],{"q-sec_sr_law-114-3-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-046","114-3",46,"屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",[13,14,15,16],"1%以上之股東","3%以上之股東","5%以上之股東","10%以上之股東",2,"發行市場",1,"科技事業發行公司申請股票上櫃時，持股達已發行股份總數 5% 以上之股東，其持股應依規定辦理集中保管並屆期分批領回，故 (C) 對。(A)(B) 比率過低、(D) 過高，門檻均非 5%，此為集保鎖定的標準。","hard",[23,27,31,35,39],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-047","以下敘述何者錯誤？",47,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-042","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",42,1783735644551]