[{"data":1,"prerenderedAt":43},["ShallowReactive",2],{"q-sec_sr_law-114-3-047":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-047","114-3",47,"以下敘述何者錯誤？",[13,14,15,16],"只有本國公司可在申請登錄興櫃併送簡易公開發行，外國公司不可以","本國公司及外國公司均可在申請登錄興櫃併送一般公開發行","本國已公開發行公司可再申請登錄興櫃","外國發行人申請登錄興櫃，須已設置獨立董事，且至少一名獨立董事為本國籍",0,"發行市場",1,"本國與外國公司在申請登錄興櫃時，均得併送簡易公開發行，並非僅限本國公司，故 (A) 敘述錯誤。(B) 兩者皆可併送一般公開發行、(C) 已公開發行的本國公司仍可申請登錄興櫃、(D) 外國發行人須設獨董且至少一名為本國籍，均屬正確。","medium",[23,27,31,35,39],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-042","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",42,1783661232887]