[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-006":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-006","115-1",6,"甲持續買入乙公開發行公司股份，至六月十日超過股份總額百分之十，則甲自取得大股東身分當日起多久內不得轉讓所持有乙公司之股票？",[13,14,15,16],"十二個月","九個月","六個月","三年",2,"證券交易法(含施行細則)",1,"證交法規定，持股超過已發行股份總額 10% 之大股東（內部人），自取得該身分之日起 6 個月內不得轉讓其持股，以防短期炒作，故 (C) 對。(A) 十二個月、(B) 九個月、(D) 三年均非該條所定的六個月鎖定期。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-007","設置獨立董事之公司，董事會設有常務董事者，常務董事中獨立董事人數：",7,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-009","公司依「證券交易法」第十四條之二第一項規定，設置獨立董事其人數不得少於多少？",9,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-011","關於審計委員會之獨立董事成員職權，下列敘述何者正確？",11,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-012","甲為 Z 上市公司之獨立董事，持有 Z 公司已發行股份 20 萬股。若甲於民國 113 年 11 月 1日將所持有之股票 10 萬股向 X 商業銀行質押借款，下列敘述，何者正確？",12,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-013","違反內線交易規定，損害賠償額度之計算標準，就消息未公開前或公開後多少小時內，其買入或賣出該股票之價格與消息公開後十個營業日收盤平均價格的差額？",13,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-043","證交法明定下列哪類公司應於其章程訂明，以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",43,1783661233000]