[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-1-012":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-012","115-1",12,"下列各項民事爭議中，依證券投資人及期貨交易人保護法申請調處，將不予受理？",[13,14,15,16],"已在第一審法院言詞辯論終結者","與證券發行人產生之民事爭議者","證券投資人提起之民事爭議者","有具體相對人之民事爭議者",0,"證券交易法(含施行細則)",1,"依投資人保護法申請調處，若該民事爭議已在第一審法院言詞辯論終結，因訴訟程序已進入尾聲，保護機構應不予受理，故 (A) 對。(B) 與發行人爭議、(C) 投資人提起、(D) 有具體相對人之爭議，均屬得受理調處的範圍。","medium",[23,27,31,35,38,42],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-007","設置獨立董事之公司，董事會設有常務董事者，常務董事中獨立董事人數：",7,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-009","公司依「證券交易法」第十四條之二第一項規定，設置獨立董事其人數不得少於多少？",9,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-011","關於審計委員會之獨立董事成員職權，下列敘述何者正確？",11,{"id":36,"question":37,"qno":10},"sec_sr_law-114-3-012","甲為 Z 上市公司之獨立董事，持有 Z 公司已發行股份 20 萬股。若甲於民國 113 年 11 月 1日將所持有之股票 10 萬股向 X 商業銀行質押借款，下列敘述，何者正確？",{"id":39,"question":40,"qno":41},"sec_sr_law-114-3-013","違反內線交易規定，損害賠償額度之計算標準，就消息未公開前或公開後多少小時內，其買入或賣出該股票之價格與消息公開後十個營業日收盤平均價格的差額？",13,{"id":43,"question":44,"qno":45},"sec_sr_law-114-3-043","證交法明定下列哪類公司應於其章程訂明，以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",43,1783661233104]