[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-1-013":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-013","115-1",13,"有關「公司法」與「證券交易法」之敘述，下列何者正確？",[13,14,15,16],"「公司法」僅規範未公開發行公司","「公司法」乃「證券交易法」之特別法","有價證券之募集發行與買賣事項，優先適用「證券交易法」","「證券交易法」僅限規範上市上櫃公司",2,"證券交易法(含施行細則)",1,"(C)對，證交法是公司法的特別法，就有價證券之募集、發行與買賣，特別法優先於普通法適用，故先適用證交法、未規定者才回歸公司法。(A)錯，公司法規範所有股份有限公司，不限未公開發行；(B)錯，關係恰好相反，證交法才是特別法；(D)錯，證交法及於公開發行公司，不以上市上櫃為限。","medium",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-007","設置獨立董事之公司，董事會設有常務董事者，常務董事中獨立董事人數：",7,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-009","公司依「證券交易法」第十四條之二第一項規定，設置獨立董事其人數不得少於多少？",9,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-011","關於審計委員會之獨立董事成員職權，下列敘述何者正確？",11,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-012","甲為 Z 上市公司之獨立董事，持有 Z 公司已發行股份 20 萬股。若甲於民國 113 年 11 月 1日將所持有之股票 10 萬股向 X 商業銀行質押借款，下列敘述，何者正確？",12,{"id":40,"question":41,"qno":10},"sec_sr_law-114-3-013","違反內線交易規定，損害賠償額度之計算標準，就消息未公開前或公開後多少小時內，其買入或賣出該股票之價格與消息公開後十個營業日收盤平均價格的差額？",{"id":43,"question":44,"qno":45},"sec_sr_law-114-3-043","證交法明定下列哪類公司應於其章程訂明，以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",43,1783661233111]