[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-014":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-014","115-1",14,"證券交易法規範何種型態之公司？",[13,14,15,16],"有限公司","閉鎖性公司","兩合公司","股份有限公司",3,"證券交易法(含施行細則)",1,"(D)對，證交法所稱公司專指依公司法組織、公開發行股票的股份有限公司，因為只有股份有限公司才能發行股票籌資、進入證券市場。(A)有限公司、(B)閉鎖性公司、(C)兩合公司均不得公開發行股票對外募資，自然不在證交法規範的公司型態之列。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-007","設置獨立董事之公司，董事會設有常務董事者，常務董事中獨立董事人數：",7,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-009","公司依「證券交易法」第十四條之二第一項規定，設置獨立董事其人數不得少於多少？",9,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-011","關於審計委員會之獨立董事成員職權，下列敘述何者正確？",11,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-012","甲為 Z 上市公司之獨立董事，持有 Z 公司已發行股份 20 萬股。若甲於民國 113 年 11 月 1日將所持有之股票 10 萬股向 X 商業銀行質押借款，下列敘述，何者正確？",12,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-013","違反內線交易規定，損害賠償額度之計算標準，就消息未公開前或公開後多少小時內，其買入或賣出該股票之價格與消息公開後十個營業日收盤平均價格的差額？",13,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-043","證交法明定下列哪類公司應於其章程訂明，以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",43,1783661233119]