[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-1-021":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-1-021","115-1",21,"對於證券自營商之規定，下列何項敘述錯誤？",[13,14,15,16],"證券自營商不得接受投資人之委託於市場內買賣","證券自營商除自行於市場內買賣有價證券外，並得委託其他經紀商代為買賣","對同一證券，自營商申報價格與經紀商相同時，以經紀商之買賣優先成交","證券自營商不得申報賣出其未持有之有價證券",1,"證券商管理規則","(B)敘述錯誤故為答案。自營商是為自己計算在市場買賣，並不能再委託其他經紀商代為買賣，這與其自行操作的角色矛盾。(A)自營商不得接受投資人委託、(C)價格相同時經紀商優先成交、(D)不得賣出未持有證券，這三項都是自營商應遵守的正確規範。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":39,"question":40,"qno":41},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":43,"question":44,"qno":45},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1783661233303]