[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-026","115-1",26,"證券商每年度申請設置簡易分支機構、分支機構變更為簡易分支機構，是否有家數之限制？",[13,14,15,16],"無限制","有限制，每年申請設置簡易分支機構、分支機構變更為簡易分支機構各最多 1 家","有限制，每年申請設置簡易分支機構、分支機構變更為簡易分支機構各最多 3 家","有限制，每年申請設置簡易分支機構併計分支機構變更為簡易分支機構不得超過 3 家",3,"證券商管理規則",1,"(D)對，證券商每年申請設置簡易分支機構，與分支機構變更為簡易分支機構，兩者須併計，全年合計不得超過3家。(A)無限制錯；(B)各最多1家、(C)各最多3家都誤解為分開計算，法規是兩類合併計算、上限3家。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1783661233423]