[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-sec_sr_law-115-1-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-1-030","115-1",30,"金融控股公司發行普通公司債，並檢具對外公開發行公司債申報書與書件，向金融監督管理委員會提出申報，一般情形，金管會受理發行公司債申報書之日起幾個營業日即可申報生效？",[13,14,15,16],"7 個","12 個","15 個","30 個",1,"有價證券之募集與發行","(B)對，金融控股公司發行普通公司債申報，一般情形自金管會受理申報書之日起屆滿12個營業日即申報生效。(A)7個、(C)15個、(D)30個都非普通公司債的生效期間，正確為12個營業日。","hard",[22,26,30,33,37,41],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":31,"question":32,"qno":10},"sec_sr_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",{"id":34,"question":35,"qno":36},"sec_sr_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":38,"question":39,"qno":40},"sec_sr_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":42,"question":43,"qno":44},"sec_sr_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,1783661233476]