[{"data":1,"prerenderedAt":42},["ShallowReactive",2],{"q-sec_sr_law-115-1-033":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-1-033","115-1",33,"下列何者不得參與競價拍賣之投標？",[13,14,15,16],"成年之中華民國國民","發行公司直屬總經理之部門主管","本國法人募集之證券投資信託基金","外國專業投資機構",1,"發行市場","(B)對，發行公司直屬總經理之部門主管屬公司內部人，為避免利益衝突與資訊不對稱，不得參與該公司競價拍賣之投標。(A)成年國民、(C)本國證券投資信託基金、(D)外國專業投資機構都是一般合格投資人，得參與投標。","medium",[22,26,30,34,38],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-047","以下敘述何者錯誤？",47,{"id":39,"question":40,"qno":41},"sec_sr_law-115-1-042","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",42,1783661233535]