[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-1-049":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-1-049","115-1",49,"有關證券商經營特定外國債券業務，以下哪些債券可列入特定外國債券範圍？甲.信用評等一定等級以上之外國中央政府債券；乙.信用評等一定等級以上之外國公司債券；丙.可轉換公司債；丁.不動產抵押貸款債券",[13,14,15,16],"僅甲","僅甲、乙","僅甲、乙、丙","甲、乙、丙、丁皆可",1,"證券商管理規則","(B) 對，特定外國債券限於信用評等達一定等級以上的甲、外國中央政府債券與乙、外國公司債券，屬單純、評等明確的標的。丙、可轉換公司債帶有股權轉換與衍生性風險，丁、不動產抵押貸款債券（MBS）結構複雜，均不列入，故 (C)(D) 把丙、丁納入而錯誤，(A) 僅甲又漏了乙。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___？",18,{"id":39,"question":40,"qno":41},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":43,"question":44,"qno":45},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1783661233775]