[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-2-018":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-018","115-2",18,"下列何者非為上櫃公司普通股得為融資融券交易標的之要件？",[13,14,15,16],"普通股上櫃滿 6 個月","每股淨值高於票面(面額為新臺幣十元)","公司設立登記屆滿 3 年以上","無面額或面額非屬新臺幣十元者，最近一會計年度決算無累積虧損",2,"有價證券買賣、集中保管與櫃檯買賣",1,"上櫃普通股要成為融資融券標的，依有價證券得為融資融券標準，主要看該股票本身的掛牌期間與財務體質：普通股上櫃須滿六個月、每股淨值須高於票面(面額為新臺幣十元者)，無面額或面額非屬新臺幣十元者，則要求最近一會計年度決算無累積虧損，另有股權分散與獲利能力等篩選條件。這些要件都指向股票已累積一段公開交易紀錄且體質健全。選項(C)所稱設立登記屆滿三年，是股票申請上市掛牌的設立年限條件(上櫃另有其自身的年限規定)，並不是信用交易標的的資格要件，故為本題應選的答案。選項(A)、選項(B)與選項(D)則都是標準中明列的要件。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-043","公開發行公司與推薦證券商若有下列何種情事，證券櫃檯買賣中心可拒絕接受該推薦證券商所出具之評估報告，且不同意其有價證券上櫃？",43,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-044","櫃檯買賣證券經紀商接受客戶以電話委託者，應同步錄音，對無爭議之電話錄音應至少保存多久期限？",44,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-045","下列有關櫃檯買賣交易原則之敘述，何者有誤？",45,1785904148084]