[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-2-019":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c8",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-019","115-2",19,"證券投資信託事業或證券投資顧問事業與客戶簽訂全權委託投資契約前，應有幾日以上之期間，供客戶審閱全部條款內容？",[13,14,15,16],"15 日","10 日","7 日","5 日",2,"證券投資信託基金管理",1,"全權委託投資契約把資產運用的決定權交給業者，條款複雜且涉及投資範圍、費用計算、風險承擔與績效衡量，投資人若在簽約現場倉促瀏覽根本難以理解，因此相關管理辦法要求證券投資信託事業或證券投資顧問事業與客戶簽訂契約前，應提供七日以上的期間供客戶審閱全部條款內容，正解為(C)。這段審閱期屬保護投資人的強制規定，業者不得以任何方式壓縮，也不得要求客戶事先拋棄。選項(A)十五日與選項(B)十日長於法定期間，選項(D)五日則不足七日，都不是規定所定的長度。實務上業者會請客戶於契約載明審閱期間的起訖日以留存證明。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-021","受益憑證之買回價格，以請求買回書面到達證券投資信託事業或其代理機構之何時之基金淨資產核算？",21,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-023","信託業可申請兼營下列哪些業務？",23,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-024","依「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」規定，證券投資信託事業或證券投資顧問事業以委任方式經營全權委託投資業務，有關資產保管之方式下列何者正確？",24,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-027","境外基金需經下列何種程序後，始得募集及銷售？",27,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-032","境外基金募集及銷售案件，主管機關得委託以下何單位受理申請案件？",32,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-009","證券投資信託事業之董事、監察人、經理人、業務人員及其他受僱人員，不得為下列何種行為？",9,1785904148088]