[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-2-021":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-021","115-2",21,"初任及離職滿三年再任之證券商業務人員應於到職後多久之內參加職前訓練？",[13,14,15,16],"1 個月","3 個月","半年","1 年",2,"證券商管理規則",1,"依證券商負責人與業務人員管理規則，業務人員的訓練分為職前訓練與在職訓練兩類。初次任職的人員，以及離職滿三年後再任的人員，因為對現行法令、商品與作業實務較為生疏，應於到職後半年內參加職前訓練；已在職的人員則須於一定期間內完成規定時數的在職訓練，故本題正解為(C)半年。未在期限內參加訓練或訓練成績不合格者，得於規定期間內補訓，屆期仍未完成者，將依規定處理其業務人員登錄。選項(A)一個月與選項(B)三個月比法定期間短，選項(D)一年則過長，均與規定不符。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1785904148095]