[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-2-022":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-022","115-2",22,"凡一次買賣同一上市證券數量相當於多少交易單位以上者，為單一證券鉅額買賣？",[13,14,15,16],"五百","一千","五千","一萬",0,"交易市場",1,"鉅額買賣是為了讓大額委託不要直接衝擊集中市場價格而設計的交易制度，成交在專屬的鉅額交易系統，並依規定的時段與價格區間撮合。依證券交易所的鉅額買賣相關辦法，一次買賣同一上市證券的數量達五百個交易單位以上，或成交金額達規定金額以上者，即屬單一證券鉅額買賣，故本題應選(A)。以每交易單位一千股計算，五百個交易單位相當於五百張股票。選項(B)一千、選項(C)五千與選項(D)一萬都遠高於規定門檻，若以這些數字為準，多數大額委託仍得回到一般集中市場逐筆撮合，制度分流、降低價格衝擊的功能將無從發揮。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,1785904148117]