[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-2-023":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-2-023","115-2",23,"創業投資公司申請上市實收資本額門檻為何？",[13,14,15,16],"達新臺幣十億元以上且募集發行普通股股數達七千股以上","達新臺幣十五億元以上且募集發行普通股股數達七千五百萬股以上","達新臺幣二十億元以上且募集發行普通股股數達七千五百萬股以上","達新臺幣二十五億元以上且募集發行普通股股數達七千五百萬股以上",1,"發行市場","創業投資公司的資產以轉投資的被投資公司股權為主，獲利波動大、評價也較困難，因此證券交易所對這類公司申請股票上市，改以較高的資本規模與股權分散條件把關。依上市審查準則的相關規定，創業投資公司申請上市，實收資本額須達新臺幣十五億元以上，且募集發行普通股股數須達七千五百萬股以上，故本題應選(B)。選項(A)雖然資本額門檻較低，但其所列股數僅七千股，與股權分散的要求明顯不相稱；選項(C)二十億元與選項(D)二十五億元則把資本額門檻拉高到規定水準之上，同樣不符合現行條件。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-047","以下敘述何者錯誤？",47,{"id":39,"question":40,"qno":41},"sec_sr_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":43,"question":44,"qno":45},"sec_sr_law-115-1-042","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",40,1785904148122]