[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-sec_sr_law-115-2-024":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c8",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-2-024","115-2",24,"證券投資信託事業發行受益憑證募集投資信託資金，應先向申購之投資大眾交付：",[13,14,15,16],"投資說明書","公開說明書","經會計師查核簽證之財務報告","各類投資基金介紹",1,"證券投資信託基金管理","證券投資信託事業募集證券投資信託基金、發行受益憑證，是向不特定人公開募集資金，依證券投資信託及顧問法的規定，應向申購的投資大眾交付公開說明書，載明基金名稱、投資目標與範圍、風險揭露、費用結構、經理公司與基金保管機構等資訊，作為投資人判斷是否申購的依據，故正解為(B)。選項(A)投資說明書是私募基金應交付的文件，公開募集並不適用；選項(C)經會計師查核簽證的財務報告，屬基金與事業定期揭露的內容，無法取代募集時的公開說明書；選項(D)各類投資基金介紹屬行銷文宣性質，並非法定應交付的文件。","easy",[22,26,30,33,37,41],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-021","受益憑證之買回價格，以請求買回書面到達證券投資信託事業或其代理機構之何時之基金淨資產核算？",21,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-023","信託業可申請兼營下列哪些業務？",23,{"id":31,"question":32,"qno":10},"sec_sr_law-114-3-024","依「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」規定，證券投資信託事業或證券投資顧問事業以委任方式經營全權委託投資業務，有關資產保管之方式下列何者正確？",{"id":34,"question":35,"qno":36},"sec_sr_law-114-3-027","境外基金需經下列何種程序後，始得募集及銷售？",27,{"id":38,"question":39,"qno":40},"sec_sr_law-114-3-032","境外基金募集及銷售案件，主管機關得委託以下何單位受理申請案件？",32,{"id":42,"question":43,"qno":44},"sec_sr_law-115-1-009","證券投資信託事業之董事、監察人、經理人、業務人員及其他受僱人員，不得為下列何種行為？",9,1785904148126]