[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-2-031":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-2-031","115-2",31,"股票初次上市(櫃)之承銷案件，發行公司採行過額配售辦理承銷作業者，主辦承銷商應於該案件掛牌之日起幾個交易日內，執行穩定價格之機制？",[13,14,15,16],"三日","五日","七日","十日",1,"發行市場","過額配售是主辦承銷商在承銷時先超額賣出一定數量的股票，掛牌後視價格表現決定要從市場買回或請發行公司增額發行，藉此在掛牌初期熨平價格波動。為使這個機制真正發揮穩定作用，規定要求採行過額配售的初次上市櫃承銷案件，主辦承銷商應於該案件掛牌之日起五個交易日內執行穩定價格機制，故本題應選(B)。掛牌後最初幾個交易日正是籌碼最不安定、價格最容易失序的期間，期限訂得太短來不及觀察反應，太長則形同長期干預市價。選項(A)三日、選項(C)七日與選項(D)十日均非規定所定的執行期間。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-047","以下敘述何者錯誤？",47,{"id":39,"question":40,"qno":41},"sec_sr_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":43,"question":44,"qno":45},"sec_sr_law-115-1-042","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",40,1785904148214]