[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-2-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-035","115-2",35,"轉換公司債及附認股權公司債之發行人應於無償配股停止過戶日、現金股息停止過戶日、現金增資認股停止過戶日或其他依法暫停止過戶日前__個營業日，將債券停止轉換(認購)期間等相關事項，在櫃買中心指定之網際網路資訊申報系統辦理公告。",[13,14,15,16],"一","三","五","二十",3,"有價證券買賣、集中保管與櫃檯買賣",1,"轉換公司債與附認股權公司債在無償配股、現金股息、現金增資認股等停止過戶期間內，會因股數或股本變動而暫停轉換或認購，並可能連動調整轉換價格，持有人必須提早知道自己在哪一段期間不能行使權利。因此規定發行人應於各該停止過戶日前二十個營業日，將債券停止轉換或認購的期間等相關事項，在櫃買中心指定的網際網路資訊申報系統辦理公告，本題正解為(D)。二十個營業日約當一個月，足以讓持有人在封閉期開始前完成評估與轉換作業。選項(A)一、選項(B)三與選項(C)五個營業日都過於接近停止過戶日，不符規定。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-043","公開發行公司與推薦證券商若有下列何種情事，證券櫃檯買賣中心可拒絕接受該推薦證券商所出具之評估報告，且不同意其有價證券上櫃？",43,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-044","櫃檯買賣證券經紀商接受客戶以電話委託者，應同步錄音，對無爭議之電話錄音應至少保存多久期限？",44,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-045","下列有關櫃檯買賣交易原則之敘述，何者有誤？",45,1785904148240]