[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-2-038":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_sr_law-115-2-038","115-2",38,"有價證券借貸規定，出借費率以不超過該種有價證券收盤價格多少為限？",[13,14,15,16],"10%","7%","5%","2%",1,"交易市場","(B)對。有價證券借貸是為支應賣空、避險與交割需要而設的機制，借券人須支付出借費用並提供擔保品；為避免持有稀有籌碼者藉獨占地位哄抬借券成本、使借券機制形同失效，規定對出借費率設有上限，以不超過該種有價證券收盤價格的百分之七為限。(A)10% 高於現行上限；(C)5% 與(D)2% 則壓得比上限更低，會過度限制出借人與借券人的議價空間，都不是規定的數字。7% 這個上限是以收盤價格為分母計算，與融券保證金成數、借券擔保維持率等其他信用交易比率的計算基礎並不相同，不可混用。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":39,"question":40,"qno":41},"sec_sr_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":43,"question":44,"qno":45},"sec_sr_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,1785904148278]