[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-2-045":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-045","115-2",45,"櫃買中心黃金現貨交易平台，造市商每營業日交易時間內，須就其造市之黃金現貨為買進及賣出之報價，買進與賣出報價間之差距不得逾賣出報價之___。",[13,14,15,16],"1%","3%","5%","無限制",2,"有價證券買賣、集中保管與櫃檯買賣",1,"(C)對。黃金現貨交易平台採造市商制度，造市商必須在每營業日交易時間內持續提供買進與賣出的雙向報價以維持流動性；但若容許價差無限擴大，造市商大可掛出極端價格規避成交，雙向報價義務將形同虛設，故規定買進與賣出報價的差距不得逾賣出報價的 5%。(A)1% 與(B)3% 過於嚴苛，國際金價劇烈波動時造市商無法承擔風險，反而會退出報價；(D)無限制則與造市義務的設計精神完全相反，會使平台喪失價格參考與成交的功能。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-043","公開發行公司與推薦證券商若有下列何種情事，證券櫃檯買賣中心可拒絕接受該推薦證券商所出具之評估報告，且不同意其有價證券上櫃？",43,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-044","櫃檯買賣證券經紀商接受客戶以電話委託者，應同步錄音，對無爭議之電話錄音應至少保存多久期限？",44,{"id":44,"question":45,"qno":10},"sec_sr_law-115-1-045","下列有關櫃檯買賣交易原則之敘述，何者有誤？",1785904148326]