[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-2-047":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-2-047","115-2",47,"指數股票型證券投資信託基金(ETF)受益憑證通常須上市滿多久，才能進行融資融券交易？",[13,14,15,16],"3 個月","6 個月","12 個月","無限制",3,"交易市場",1,"(D)對。一般股票要成為信用交易標的，須掛牌達一定期間並符合股權分散、獲利等條件，用意在讓市場先形成合理價格、避免新股被人為操縱；但 ETF 追蹤指數、成分股分散、淨值每日透明，又有實物申購買回機制壓抑折溢價，遭單一人操縱的風險遠低於個股，故不受上市期間限制，掛牌後即可辦理融資融券。(A)3 個月、(B)6 個月、(C)12 個月都是把個股的等待期誤植到 ETF；其中 6 個月是一般股票成為信用交易標的常見的掛牌期間門檻，並不適用於 ETF 受益憑證。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,1785904148350]