[{"data":1,"prerenderedAt":44},["ShallowReactive",2],{"q-sitca_invest-115-2-002":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_invest","投信投顧業務員資格測驗——證券投資與財務分析","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_invest-115-2-002","115-2",2,"ETN 和 ETF 的比較，下列何者有誤？",[13,14,15,16],"兩者都追蹤標的指數為主","ETN 理論上沒有追蹤誤差，而 ETF 會有追蹤誤差","ETN 是由券商發行，ETF 是由投信發行","ETN 可以用實物或現金申購贖回，而 ETF 只能用現金申購贖回",3,"投資概論與證券市場",1,"申贖機制是兩者最大的差異。ETF 由投信募集資金實際買進一籃子成分股，參與券商可用實物或現金申購、贖回；ETN 是券商發行的無擔保債券，背後沒有持股，投資人只能以現金申贖或到期結算。(D) 把兩者的申贖方式完全講反。(A) 正確，兩者都以追蹤標的指數的報酬為設計目的。(B) 正確，ETN 由券商承諾給付約定的指數報酬，理論上沒有追蹤誤差，代價是得承擔券商的信用風險；ETF 必須調整持股並扣除管理費與交易成本，必然有追蹤誤差。(C) 正確，ETN 的發行人是證券商，ETF 是證券投資信託事業。","medium",[23,26,29,32,36,40],{"id":24,"question":25,"qno":19},"sitca_invest-114-3-001","期望在承擔適當的風險下，未來能夠賺取長期、穩定的報酬之行為是：",{"id":27,"question":28,"qno":10},"sitca_invest-114-3-002","下列有關特別股的敘述何者「正確」？",{"id":30,"question":31,"qno":17},"sitca_invest-114-3-003","公司清算時，清算優先順序為？",{"id":33,"question":34,"qno":35},"sitca_invest-114-3-014","下列有關指數股票型基金(ETF)與指數投資證券(ETN)的敘述何者正確？",14,{"id":37,"question":38,"qno":39},"sitca_invest-114-3-024","臺灣 50 指數 ETF 與一般開放型基金之比較，下列何者正確？甲.在基金管理費用上，臺灣50 指數 ETF 較低，一般開放型基金較高；乙.臺灣 50 指數 ETF 可以放空，一般開放型基金則不行；丙.兩者均無折溢價的問題",24,{"id":41,"question":42,"qno":43},"sitca_invest-114-3-037","某投資人投資某一股票的價格為 40 元，支付券商佣金為 0.04275 元，其交易成本率（買入部分）為何?",37,1785904155546]